Compliance Officer

Job Description:

Job Description: Assistant Compliance Officer / Compliance Officer

Location: Gandhinagar, GIFT City, Gujarat
Experience: 0 to 4 Years
Qualification: Company Secretary (CS) / LL.B. (Preferred)

About the Client:
Our client is a dynamic and rapidly growing financial services firm, regulated as a Portfolio Manager and a key player in managing Alternative Investment Funds (AIFs). With a solid operational base in GIFT City, India's premier international financial services center, the firm is at the forefront of innovative investment strategies. They are committed to building a culture of excellence and integrity, making them an ideal place to launch and grow a stellar career in financial compliance.

The Opportunity:
This is an excellent opportunity for a motivated and detail-oriented professional to build a specialized career in the compliance landscape of one of India's most strategic financial hubs. You will be immersed in the dynamic regulatory environment of GIFT City (IFSCA) and gain hands-on experience with SEBI regulations, making you a valuable asset in the world of finance.

Key Responsibilities:

• Assist in ensuring adherence to the rules and regulations of the International Financial Services Centers Authority (IFSCA) and SEBI.

• Help in the timely preparation and submission of periodic reports and filings to regulatory bodies.

• Support the compliance team in monitoring transactions for Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements.

• Maintain and update compliance records, registers, and databases with high accuracy.

• Conduct research on new regulatory updates, circulars, and guidelines issued by IFSCA, SEBI, and other relevant authorities.

• Assist in coordinating with internal departments to gather necessary data and ensure compliance processes are followed.

• Support the team in liaising with regulators, legal counsel, and auditors during inspections and audits.

• Help in drafting and reviewing internal compliance policies and procedures.

Ideal Candidate Profile:

• Qualification: A qualified Company Secretary (CS) or a Law graduate (LL.B.). Fresh CS/Law graduates are encouraged to apply.

• Experience: 0 to 4 years of relevant experience, preferably within the financial services sector (Banking, NBFC, Asset Management, Brokerage). Candidates with strong academic records and internship experience in compliance will also be considered.

• Knowledge: A fundamental understanding of SEBI/IFSCA regulations. A keen interest in learning about PMS, AIF, and AML frameworks is essential.

• Skills:

  • Impeccable attention to detail and strong analytical abilities.

  • Excellent verbal and written communication skills.

  • Proficient in MS Office (Excel, Word, PowerPoint).

  • A proactive, eager-to-learn attitude and the ability to work effectively in a team.

What We Offer:

• A foundational role in a high-growth firm at the heart of India's financial ecosystem.

• Mentorship and training to develop deep expertise in IFSCA and SEBI regulations.

• A clear path for professional growth and career advancement.

• A collaborative and stimulating work environment.

To Apply:
If you are a bright and enthusiastic professional looking to build a strong foundation in compliance, we would love to hear from you.